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discuss the non-binding opinion. One is best to take a pragmatic approach and go with whatever works.
2. Settlement Conferences
Once again, briefs have been exchanged and provided to the judge. There may not be the same
agreement on facts. Liability may be in issue and settlement conferences are often utilized when
there is a strong possibility of contributory negligence. The technique employed by some judges is
risk assessment. This is an attem pt, with the assistance of counsel, to, based on the best available
information, make a determ ination of a percentage on the likely outcome of trial. This is an art, not a
science. The parties are invited to set out the strengths and weaknesses of the case and the judge
hopefully facilitates a frank and open discussion, hopefully to arrive at a meritorious settlement. The
clients may or may not contribute to discussions, depending on the circumstances. There is no
reason why a settlement conference cannot be held even where there is general agreement on the
facts. However, in my models, what distinguishes a settlement conference from a mini trial is that
without general agreement on facts, a judge will not
usually be in a position to provide a non-binding opinion at a settlement conference. There will
clearly be exceptions and in a settlement conference a judge may well forecast the likely outcome
of a trial in percentage terms. For example, I think the Plaintiffs chances of winning are about
75%. If appropriate, caucusing may also be used during settlement conferences.
These models are my personal creations and are presented in an attempt to analyze the different
practices that have arisen by different judges in what will always be a developing field of non-
traditional judicial approaches. The anecdotal evidence suggests that mini trials are more favoured
in Edmonton while settlement conferences are more favoured in Calgary. I have no idea why.
Some lawyers have a preference for one or the other of these models. The pre-JDR meeting can
assist these lawyers. They should ask and reach agreement with the judge as to what is to happen
at the JDR. One of the few areas of unhappiness is lawyers who think they are getting a mini trial
and instead get a settlement conference. Make your needs known to the judge.
3. Early Neutral Evaluation
This model has been used in other countries with considerable success. The literature indicates it
has much appeal to non-adversarial lawyers. It usually arises in jurisdictions which have structured
case management procedures and involves a judge meeting at an early stage with the lawyers. It
will occur before discoveries and before expert reports and clearly requires an attitude of open
disclosure based on will-say statements. One of the objects is to avoid selection of hired gun
experts who are known clearly as either Plaintiff or Defence experts. An attempt is made to agree
on one expert, e.g. an orthopedic surgeon or a psychiatrist who will provide the sam e information to
both sides, thereby giving a shared basis for future settlement discussions. In some cases frivolous
matters can be disposed of quickly and, in others, issues can be delineated and a settlement
conference held once the agreed experts reports have been received.
I suspect that most of the litigation bar would be hesitant to use something as unconventional as
E.N.E. So many of the Bar seem to think that they have to go through the entire process of lengthy
discoveries, selection of experts and getting all of their ducks in order before they can even
consider settlement. Pity!